Ryan Walter is an Associate and member of Stark & Stark’s Investment Management & Securities Group in the Lawrenceville, New Jersey office. Mr. Walter counsels the financial services industry on a wide range of topics including formation, compliance, and employment-related matters. He represents clients in all aspects of securities arbitration proceedings and regulatory matters.
Prior to joining Stark & Stark, Mr. Walter spent time in Fixed Income Compliance and also as a compliance analyst at a financial company in North Jersey. He also has experience as a trading and financial compliance examiner for the Financial Industry Regulatory Authority in New York City.