Thomas M. Kellerman, Esq. | Investment Management & Securities Compliance Attorney

Thomas Kellerman

Associate

Phone: 609.791.7011
Fax: 609.895.7395

tkellerman@stark-stark.com

Hamilton, NJ

100 American Metro Boulevard
Hamilton, NJ 08619
Secondary phone: 800.535.3425
Fax: 609.896.0629

Thomas Michael Kellerman is an Associate and member of Stark & Stark’s Investment Management & Securities Practice Group, where he focuses upon counseling financial service entities including investment advisers, broker-dealers, public and private investment companies (e.g., mutual funds, hedge funds, etc.), insurance brokers/agents, CPA firms and their employees, about registration, compliance, liability, and litigation issues.

During his time at Rutgers Law, Thomas participated in the Entrepreneurship Clinic and achieved the Corporate and Business Law Certificate. Prior to joining the firm, Mr. Kellerman served as a Commercial Real Estate Law Clerk for a law firm in Melville, NY, and served as a Summer Law Clerk to a law firm in Hackensack, NJ. He previously worked at JPMorgan Chase & Co., where he managed clients’ accounts encompassing over forty million dollars in assets.

Mr. Kellerman has held the Series 6 and 63 FINRA securities licenses.

  • Presenter, Cybersecurity Pitfalls: New Cybersecurity Rules, Proper Use of AI, and a State of the Industry Surrounding a Spot Bitcoin ETF. RIA Compliance and Legal Strategies Conference. November 9, 2023.
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Multiple locations to better serve your needs—

Hamilton, NJ

100 American Metro Boulevard
Hamilton, NJ 08619
Phone: 609.896.9060
Secondary phone: 800.535.3425
Fax: 609.896.0629
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Philadelphia, PA

One Liberty Place, 1650 Market St., Suite 3600
Philadelphia, PA 19103
Phone: 267.907.9600
Secondary phone: 800.535.3425
Fax: 215.564.6245
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Marlton, NJ

40 Lake Center, 401 NJ-73, Suite 130
Marlton, NJ 08053
Phone: 856.874.4443
Secondary phone: 888.241.7424
Fax: 856.874.0133
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Yardley, PA

777 Township Line Road, Suite 120
Yardley, PA 19067
Phone: 267.907.9600
Fax: 267.907.9659
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New York, NY

5 Pennsylvania Plaza 23rd Floor
New York, NY 10001
Phone: 800.535.3425
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Bridgeton, NJ

78 W Broad St
Bridgeton, NJ 08302
Phone: 856.874.4443
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