Attorney Jeffrey Lang

Jeffrey A. Lang

Shareholder

Phone: 609.219.7452
Fax: 609.895.7395

jlang@stark-stark.com

Hamilton, NJ

100 American Metro Boulevard
Hamilton, NJ 08619
Secondary phone: 800.535.3425
Fax: 609.896.0629

Mr. Lang is a member of Stark & Stark’s Investment Management & Securities Group. Mr. Lang has over 25 years of regulatory and compliance experience, including SEC, FINRA, and global corporate compliance expertise. Mr. Lang has served as a Chief Compliance Officer with both large institutional and start-up registered investment advisers. Mr. Lang concentrates his practice on all facets of Investment Adviser and Broker-Dealer compliance, managed accounts, oversight of business practices and supervision, and risk assessments. He also has extensive experience in managing SEC, FINRA, and state regulatory examinations.

He has obtained both Certified Financial Planner (CFP) and Investment Adviser Certified Compliance Professional designations. Mr. Lang has also completed the Certified Regulatory and Compliance Professional program offered by the FINRA Institute at Wharton.

Mr. Lang has held the Series 7, 9, 10, 24, 63 and 65 FINRA securities licenses.

  • Presenter, State of the RIA Regulatory Landscape. RIA Compliance and Legal Strategies Conference. November 9, 2023.
  • Presenter, Compliance and Disclosures: Highlighting the Importance of Properly Drafted ADV, Agreements, and Policies. RIA Compliance and Legal Strategies Conference. November 9, 2023.
  • Presenter, Preparing for Your DOL Rollover Audit. RIA Compliance and Legal Strategies Conference. June 1, 2023.
  • Presenter, Compliance Battle Plan and Successfully Navigating Your Next Regulatory Exam: Achieving Compliance & Managing Risk. RIA Compliance and
    Legal Strategies Conference. June 1, 2023.
  • Presenter, Five Critical Compliance Areas. National Association of Personal Financial Advisors (NAPFA) Webinar. February 16, 2023.
  • Presenter, Protect Your Investment Advisory Business From a Cyber Security Attack. Lunch & Learn Seminar. December 8, 2022.
  • Presenter, Top Regulatory Updates So You Can Sleep At Night. National Association of Personal Financial Advisors Webinar. September 8, 2022.
  • Quoted, SEC Cautions Advisers Against ‘Extraneous’ Use of Term ‘Fiduciary’. National Association of Plan Advisors. April 15, 2022.
  • Presenter, Fall Compliance Clean-Up. Stark & Stark Webinar. October 14, 2021.
  • New Jersey Bar Association
  • Connecticut Bar Association
  • Town of Mansfield - Massachusetts Finance Committee, 2000-2003
  • Lawrence NJ Trails & Open Space Committee, 2014 – Present
  • EASEL Animal Rescue League; Board member, 2018 – Present

Multiple locations to better serve your needs—

Hamilton, NJ

100 American Metro Boulevard
Hamilton, NJ 08619
Phone: 609.896.9060
Secondary phone: 800.535.3425
Fax: 609.896.0629
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Marlton, NJ

40 Lake Center, 401 NJ-73, Suite 130
Marlton, NJ 08053
Phone: 856.874.4443
Secondary phone: 888.241.7424
Fax: 856.874.0133
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Yardley, PA

777 Township Line Road, Suite 120
Yardley, PA 19067
Phone: 267.907.9600
Fax: 267.907.9659
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New York, NY

5 Pennsylvania Plaza 23rd Floor
New York, NY 10001
Phone: 800.535.3425
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Philadelphia, PA

The Bellevue 200 S Broad St #600
Philadelphia, PA 19102
Phone: 267.907.9600
Secondary phone: 800.535.3425
Fax: 215.564.6245
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Bridgeton, NJ

78 W Broad St
Bridgeton, NJ 08302
Phone: 856.874.4443
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