Stephen A. Galletto

Stephen A. Galletto

Shareholder

Phone: 609.895.7394
Fax: 609.895.7395

sgalletto@stark-stark.com

Hamilton, NJ

100 American Metro Boulevard
Hamilton, NJ 08619
Secondary phone: 800.535.3425
Fax: 609.896.0629

Stephen A. Galletto is a Shareholder and member of Stark & Stark’s Investment Management & Securities Practice Group, where he concentrates his practice on counseling financial service entities including investment advisers, broker-dealers, public and private investment companies (e.g., mutual funds, hedge funds, etc.), insurance brokers/agents, CPA firms and their employees, on regulatory, compliance, liability and litigation issues.

Prior to joining Stark & Stark, Mr. Galletto gained extensive experience preparing and filing securities registration statements with the Securities Exchange Commission; assisting in the structuring, negotiating, and closing of reverse mergers; and assisting in the structuring of multi-million dollar PIPE financing deals while providing counsel to clients through the closing process.

  • Presenter, Cybersecurity Pitfalls: New Cybersecurity Rules, Proper Use of AI, and a State of the Industry Surrounding a Spot Bitcoin ETF. RIA Compliance and Legal Strategies Conference. November 9, 2023.
  • Presenter, State of the RIA Regulatory Landscape. RIA Compliance and Legal Strategies Conference. November 9, 2023.
  • Presenter, Compliance and Disclosures: Highlighting the Importance of Properly Drafted ADV, Agreements, and Policies. RIA Compliance and Legal Strategies Conference. November 9, 2023.
  • Presenter, Cybersecurity Pitfalls: Do You Have a Plan in Place? RIA Compliance and Legal Strategies Conference. June 1, 2023.
  • Presenter, The RIA Workplace, What’s Next? RIA Compliance and Legal Strategies Conference. June 1, 2023.
  • Presenter, Growth Through Acquisitions: Considerations, Transitions, and Deals. RIA Compliance and Legal Strategies Conference. June 1, 2023.
  • Presenter, Compliance Battle Plan and Successfully Navigating Your Next Regulatory Exam: Achieving Compliance & Managing Risk. RIA Compliance and
    Legal Strategies Conference. June 1, 2023.
  • Presenter, Form ADV – Let’s Get it Done Right. Stark & Stark Webinar. January 13, 2022.
  • Speaker, Insider Engage Webinar. August 23, 2022.
  • Mercer County Bar Association

Multiple locations to better serve your needs—

Hamilton, NJ

100 American Metro Boulevard
Hamilton, NJ 08619
Phone: 609.896.9060
Secondary phone: 800.535.3425
Fax: 609.896.0629
county best pa pennsylvania reviews south jersey berks northhampton montgomery bucks lehigh valley gloucester burlington mercer

Marlton, NJ

40 Lake Center, 401 NJ-73, Suite 130
Marlton, NJ 08053
Phone: 856.874.4443
Secondary phone: 888.241.7424
Fax: 856.874.0133
county best pa pennsylvania reviews south jersey berks northhampton montgomery bucks lehigh valley gloucester burlington mercer

Yardley, PA

777 Township Line Road, Suite 120
Yardley, PA 19067
Phone: 267.907.9600
Fax: 267.907.9659
county best pa pennsylvania reviews south jersey berks northhampton montgomery bucks lehigh valley gloucester burlington mercer

New York, NY

5 Pennsylvania Plaza 23rd Floor
New York, NY 10001
Phone: 800.535.3425
county best pa pennsylvania reviews south jersey berks northhampton montgomery bucks lehigh valley gloucester burlington mercer

Philadelphia, PA

The Bellevue 200 S Broad St #600
Philadelphia, PA 19102
Phone: 267.907.9600
Secondary phone: 800.535.3425
Fax: 215.564.6245
county best pa pennsylvania reviews south jersey berks northhampton montgomery bucks lehigh valley gloucester burlington mercer

Bridgeton, NJ

78 W Broad St
Bridgeton, NJ 08302
Phone: 856.874.4443
county best pa pennsylvania reviews south jersey berks northhampton montgomery bucks lehigh valley gloucester burlington mercer