Brian A. Carlis

Brian A. Carlis

Shareholder

Phone: 609.895.7313
Fax: 609.895.7395

bcarlis@stark-stark.com

Princeton, NJ

993 Lenox Dr, Building 2
Lawrenceville, NJ 08648
Secondary phone: 800.535.3425
Fax: 609.896.0629

Brian A. Carlis, Shareholder and Co-Chair of the Investment Management & Securities practice, represents clients in all aspects of securities arbitration proceedings and regulatory matters. Mr. Carlis counsels the financial services industry on a wide range of topics including, formation, compliance and employment-related matters.

Mr. Carlis is a frequent lecturer and commentator on securities arbitration and investment-related matters and has conducted arbitrator-training seminars for the Financial Industry Regulatory Authority, Office of Dispute Resolution. He has also conducted in-house seminars for brokerage and investment advisory firms, focusing on ways to minimize exposure to litigation and arbitration expense and regulatory scrutiny.

  • Board of Arbitrators of the Financial Industry Regulatory Authority
  • Securities Industry Financial Markets Association Compliance and Legal Division
  • Panel of Arbitrators of the American Arbitration Association
  • Certified Registered Arbitrator with the American Registry of Arbitrators
  • Who's Who of Professionals

*No aspect of this advertisement has been approved by the Supreme Court of New Jersey.

Multiple locations to better serve your needs—

Princeton, NJ

993 Lenox Dr, Building 2
Lawrenceville, NJ 08648
Phone: 609.896.9060
Secondary phone: 800.535.3425
Fax: 609.896.0629
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Marlton, NJ

40 Lake Center, 401 NJ-73, Suite 130
Marlton, NJ 08053
Phone: 856.874.4443
Secondary phone: 888.241.7424
Fax: 856.874.0133
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Yardley, PA

777 Township Line Road, Suite 120
Yardley, PA 19067
Phone: 267.907.9600
Fax: 267.907.9659
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New York, NY

5 Pennsylvania Plaza 23rd Floor
New York, NY 10001
Phone: 800.535.3425
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Philadelphia, PA

The Bellevue 200 S Broad St #600
Philadelphia, PA 19102
Phone: 267.907.9600
Secondary phone: 800.535.3425
Fax: 215.564.6245
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Bridgeton, NJ

78 W Broad St
Bridgeton, NJ 08302
Phone: 856.874.4443
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