Investment Management Team holds RIA Compliance and Legal Strategies Zoom Webinar Series in April

For the month of April, the Investment Management Team is proud to present an exclusive RIA Compliance and Legal Strategies Zoom Webinar Series, designed to elevate the expertise of investment advisers. Whether you’re looking to stay updated on the latest compliance regulations or deepen your understanding of legal strategies, these webinars offer valuable insights that can help shape the future of your advisory practice.

The series will be held every Wednesday in April, with each session offering an in-depth look at key topics in compliance and legal considerations for investment advisers.

Webinar Schedule:

• April 2nd | From Compliance to Creativity: Balancing Marketing Rule Compliance and Innovative Marketing
• April 9th | Defend, Detect, Prevent: Being Proactive About Cybersecurity, Client Data Protection and Fraud Prevention
• April 16th | Basic Blocking and Tackling: The RIA Playbook for Daily, Monthly, Quarterly and Annual Compliance Tasks
• April 23rd | Examination Evolution: A Fresh Look at SEC Exam and Insight
• April 30th | Adviser Armor: Detecting and Preventing Financial Exploitation and Mastering Powers of Attorney

Each session will be one hour in length, with interactive opportunities to ask questions and engage with our panel. Best of all, this webinar series is being offered at no cost to attendees, making it an unmissable event for those looking to expand their knowledge and stay ahead in the ever-evolving world of investment advising.

Why Attend?

• Gain 1 CFP or IAR CE credit per course
• Learn from seasoned experts in compliance and legal strategy
• Stay ahead of regulatory changes and trends impacting your practice
• Free to attend—no cost for valuable professional development

To register for a webinar series, click here to sign up!