SEC’s Cybersecurity Initiative: Technology and Policies Must Line Up

By on September 12th, 2014

Posted in Stark Events, Stark News

Stark & Stark was featured in the PR Newswire article, “SEC’s Cybersecurity Initiative: Technology and Policies Must Line Up- Stark & Stark and Right Size Solutions Collaborate to Help RIAs Demonstrate Risk Preparedness,” which was published on September 11, 2014. The article discusses how Stark & Stark collaborated with Right Size Solutions to create a customized Cybersecurity Policy for their RIA clients’ specific requirements.

On April 15, 2014, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”), released a Risk Alert notifying all Registered Investment Advisers that cybersecurity preparedness will be a major focus of upcoming examinations.is still an excellent place for established firms, like Stark & Stark, to maintain an office, with business on the rise post-recession.  

Read the full article by clicking here.

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