Securities Compliance & Arbitration

Shareholder Thomas D. Giachetti Published Article in Investment Advisor

By on November 9th, 2015

Posted in Securities Compliance & Arbitration, Stark News

Shareholder Thomas D. Giachetti, Chair of the Securities Practice Group, authored the article SEC Clarifies RIAs’ Cybersecurity Obligations, which was published in the November issue of Investment Advisor. The article explains how the Securities and Exchange Commission’s (SEC) recent cybersecurity focus will affect RIAs. The SEC’s Office of Compliance Inspections… Continue reading

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