RIA Compliance and

Legal Strategies Conference


June 1, 2023
The Radnor Hotel, Wayne, PA

127
Days
13
Hours
02
Minutes
49
Seconds
 Register to Attend

Only $95! You won't want to miss your chance...

The RIA Compliance and Legal Strategies Conference is an essential event for registered investment advisors and attorneys looking to stay informed of the latest developments in compliance, M&A, and legal strategies. Our expert speakers will provide insights and interactive sessions, and the conference will offer ample networking opportunities. Attendees will have the opportunity to earn continuing education credits, including CLE credit for NJ and PA, and CFP credits for RIAs.

Join the Stark & Stark attorneys as they discuss pressing issues currently facing RIAs, such as compliance, M&A, and legal strategies. You will leave with a wealth of knowledge and practical strategies to help you navigate the complex regulatory and legal landscape. Don't miss this opportunity to gain a competitive edge and register today!"

Itinerary

Compliance Battle Plan:
Achieving Compliance & Managing Risk

Time

Jeffrey Lang

Description

Successfully Navigate a Regulatory Exam:
What You Didn't Know to Prepare For

Time

Stephen Galletto, Jeff Lang

Description

Growth Through Acquisitions:
Considerations, Transitions, and Deals

Time

John Maloney, Rachel Stark, Stephen Galletto

Description

The RIA Workplace, What's Next?
Hiring. Confidentiality & Restrictive Covenants. Breakaways.

Time

Stephen Galletto, Scott Unger, Brian Carlis

Description

Cybersecurity Pitfalls:
Do You Have a Plan in Place?

Time

Joe Antonakakis

Description

Arbitration & Litigation:
Prepare to Avoid or Defend

Time

Jeffrey Lang

Description

 Register to Attend