Trina Glass, Esq. | Investment & Securities Lawyer

Trina L. Glass

Shareholder

Phone: 609.791.7011
Fax: 609.895.7395

tglass@stark-stark.com

Princeton, NJ

993 Lenox Dr, Building 2
Lawrenceville, NJ 08648
Secondary phone: 800.535.3425
Fax: 609.896.0629

Trina L. Glass is a Shareholder and member of Stark & Stark’s Investment Management & Securities Group. Ms. Glass’ legal practice is devoted to supporting the regulatory and compliance requirements of financial institutions, specializing in securities filings, regulatory analysis, investigations, books and records requirements, regulatory inquiries and exams, risk mitigation, privacy, industry advocacy, advising on written supervisory and compliance policies, and other procedural matters related to broker-dealers, investment advisors, and investment companies.

Prior to joining Stark & Stark, Ms. Glass gained extensive experience as Regulatory Compliance Counsel to a leading global clearing firm, asset management firms, and two AMLaw 200 law firms; responsible for tracking and managing the firms’ awareness, interpretation, advocacy, response and implementation of changing regulation. Ms. Glass also managed a global regulatory compliance team that led efforts in designing and implementing regulatory intelligence platforms, ensuring a sufficient enterprise-wide supervisory structure and oversight program, while assessing GDPR readiness and other legal and regulatory enterprise risks. In addition, she is currently a member of Stark & Stark’s Diversity, Equity & Inclusion Committee.

Trina Glass received her law degree from Rutgers Law School in Newark, New Jersey. During her time at Rutgers, Ms. Glass worked as a Teaching Associate for the Legal Research and Writing course and a Student Attorney in the Rutgers Newark Law School Community and Transactional Lawyering Clinic.

  • Speaker, Implementing Diversity, Equity & Inclusion in the Workplace. 2022 NJAJ Meadowlands Seminar. November 17, 2022.
  • Speaker, Association of African American Financial Advisors Annual V.I.S.I.O.N. Conference. September 19-22, 2022.
  • Presenter, Top Regulatory Updates So You Can Sleep At Night. National Association of Personal Financial Advisors Webinar. September 8, 2022.
  • Speaker, National Bar Association Annual Convention. July 27, 2022.
  • Quoted, Practice Innovations: The Real Risk of Ransomware in 2022 and Beyond. Thomson Reuters. July 2022.
  • Presenter, A Cybersecurity Audit by SEC: What to Expect. National Association of Personal Financial Advisors Spring Conference. May 5-7, 2022.
  • Presenter, How to Prevent Client Issues in an SEC Exam. National Association of Personal Financial Advisors. February 3, 2022.
  • Presenter, Form ADV – Getting it Done Right. Stark & Stark Institute of Continued Education Webinar. January 13, 2022.
  • Presenter, Fall Compliance Clean-Up. Stark & Stark Institute of Continued Education Webinar. October 14, 2021.
  • Presenter, Data Privacy Tidal Wave: Covid-19, CPRA, CCPA, Privacy Shield and What to Tell Your Management Panel. Corporate Counsel Women of Color . September 30, 2020
  • Presenter, Fall Compliance Clean-Up. Stark & Stark Institute of Continued Education. October 14, 2021.
  • Presenter, Hot Topics in Whistleblower Protection. Corporate Counsel Women of Color. September 22, 2021.
  • Panelist, Seeking Certainty in an Uncertain Regulatory Environment; Securities Law and Regulatory Compliance 2021 and Beyond. National Bar Association’s 96th Annual Convention. July 26, 2021.
  • Stark & Stark's Diversity, Equity & Inclusion Committee - Co-Chair
  • New Jersey Office of Attorney Ethics - District VIII Ethics Committee
  • Financial Industry Regulatory Authority (FINRA, formerly known as NASD) - Arbitrator
  • New Jersey State Bar Association - Chair of the Privacy Law Committee
  • Garden State Bar Association
  • Corporate Counsel Women of Color
  • KinderSmile Foundation – Advisory Board

Multiple locations to better serve your needs—

Princeton, NJ

993 Lenox Dr, Building 2
Lawrenceville, NJ 08648
Phone: 609.896.9060
Secondary phone: 800.535.3425
Fax: 609.896.0629
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Marlton, NJ

40 Lake Center, 401 NJ-73, Suite 130
Marlton, NJ 08053
Phone: 856.874.4443
Secondary phone: 888.241.7424
Fax: 856.874.0133
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Yardley, PA

777 Township Line Road, Suite 120
Yardley, PA 19067
Phone: 267.907.9600
Fax: 267.907.9659
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New York, NY

5 Pennsylvania Plaza 23rd Floor
New York, NY 10001
Phone: 800.535.3425
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Philadelphia, PA

The Bellevue 200 S Broad St #600
Philadelphia, PA 19102
Phone: 267.907.9600
Secondary phone: 800.535.3425
Fax: 215.564.6245
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Bridgeton, NJ

78 W Broad St
Bridgeton, NJ 08302
Phone: 856.874.4443
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